Fund Database Initiative

Fund Database Schema

Clearstream Fund Desk ("CFD") has been working for several years with the Fund Providers on the Fund Desk partnership model and industry initiatives led by OpenFunds to develop Fund Templates for Fund Data.

Here you can find details of our latest Schema with field descriptions and list contents as well as excel downloads of our latest Schema versions.



Fund Database Objective

Over the past few years the volume, speed and quality of information transmission have increased dramatically on a global scale. Static fund data, however, is still transmitted in a very anachronistic, non-standardised manner.

To improve this situation, Clearstream has been working with fund providers and with industry initiatives led by openfunds for an extensible and cost-free standard for the characterisation of investment funds. This will enable the automated transfer and validation of fund data. It is a shared goal in the fund industry to to improve the quality and efficiency in the dissemination of fund information. For a the latest field definitions see the Schema Fields Tab.

Reasoning

We receive fund reference data from fund providers mainly via Excel spreadsheets, whereby the content and format are unspecified. This can lead to duplication and errors at the fund provider’s end given that the individual spreadsheets usually have to be created manually.

Likewise, the set fields almost always leave room for interpretation. This results in inefficiencies and errors during data transfer and reconciliation between fund providers and distribution partners

Field Names

The elements that make up the template are governed by their field name, this field name must be spelt precisley as seen on the "schema fields" tab.

Some fields are required, some fields are not required.

All fields are displayed when a fund is viewed by a logged in user of the client portal.

It is better to provide as many fields as possible to give clients the most information on a fund.

Aside from the first field which must be "updatedate" all other fields can be in any order in the excel template. All list based fields must only select values from their respective linked list items, any invalid selections will fail validation of our import process and be sent back to the fund provider for correction.

Advantages

With the introduction of unique field names, fund reference data may still be sent in Excel format.

Detailed specifications for field names can significantly reduce the frequent misunderstandings and broad scope for interpretation. Each individual field is identified by name, a description, one or more examples and reference to the data type and desired format.

Loading Schema table.. Please wiat

Schema Download

Clearstream Fund providers can obtain the most recent fund database template from here.

Description
Download Link
Version
Change History
Current release
24.0
release as per summary of changes below
Summary of upcoming Changes
2.0
Exhaustive summary of deleted, amended and added elements. This includes schema fields, list items and lists.


Change History


Sept 2018

As part of the on going fund database initiative, CFD are aligning with open funds and fundinfo.


Summary of changes

Field or list Details
List 41 New list ("retail" / "professional" / "both" / "neither")
List 42 New list ("authorised CIS (optional)" / "restricted authorised CIS" / "recognised CIS (optional)"
/ "restricted recognised CIS" / "fund for qualified investors"
/ "foreign fund distributed to qualified investors only")
List 38 (HomeCountryLegalTypeOfFund) Additional List item "Luxembourg - Reserved alternative investment fund (RAIF)"
List 20 (Share Amount Redemption or Subscription) Additional List Items "shares" / "amount" / "shares and amount"
EligibleForExecutionOnlyDistribution Old Values from list37 ("Yes" / "No" / "Neutral")
New Values from List41
EligibleForExecutionOnlyWithAppropriatenessTest Old Values from list37 ("Yes" / "No" / "Neutral")
New Values from List41
EligibleForAdvisedRetailDistribution Old Values from list37 ("Yes" / "No" / "Neutral")
New Values from List41
EligibleForPortfolioManagement Old Values from list37 ("Yes" / "No" / "Neutral")
New Values from List41

Sept 2017

Deleted Fields

  • ProductType
  • BillingPartnerName
  • IsClearstreamSettlement
  • ClearstreamVestimaSettlementApplicable
  • ClearstreamDecimals
  • ClearstreamSubscriptionSettlementPeriod
  • ClearstreamSubscriptionCut-offTime
  • ClearstreamSettlementTimeZone
  • ClearstreamRedemptionSettlementPeriod
  • ClearstreamRedemptionCut-offTime
  • StockExchangeRedemptionSettlementPeriod
  • SubscriptionFrequency
  • SubscriptionDealing1stDayFrequency
  • SubscriptionDealing1stDayWithinFrequency
  • SubscriptionDealing2ndDayWithinFrequency
  • RedemptionDealing1stDayFrequency
  • RedemptionDealing1stDayWithinFrequency
  • SubscriptionFeeSwisscantoCharged
  • RedemptionFeeSwisscantoCharged
  • SubscriptionRedemptionAt
  • IsSingapore
  • IsChile
  • IsPeru
  • AdditionalInvestorRestrictions
  • LipperAssetClass
  • IsAnAIF
  • SubscriptionDocumentsRequired

Field name changes

The following fields have been renamed to better describe the purpose

From To
TransferAgentSubscriptionTimeZone TransferAgentTimeZone
TER TERExcludingPerfFee
CooperationAgreementTrailerFeeCategory CooperationAgreementTrailerFeeRate

Field Type Changes

  • ETFReplicationMethodology From free text to list 30
  • HighWaterMark From List 11 to new List 31
  • SubscriptionDocumentsRequired From free text to List 11
  • SwissRepresentative From List 26 to free text

Field Additions

The following fields are new additions to the schema


  • TypeOfEUDirective
  • TradeDaysFromOrder
  • ImpliedContingentLiability
  • ClassRestrictedToInvestorsWithManCoCorpAgreement
  • ClassRestrictedToInvestorsAtManCoDiscretion
  • ClassRestrictedToInvestorsWithManCoFeeAgreement
  • IsMinimumAdditionalSubscriptionFeeWaived
  • TERExcludingPerformanceFeeDate
  • TERIncludingPerformanceFee
  • TERIncludingPerformanceFeeDate
  • GermanyFrontLoad
  • RedemptionFeeMaximum
  • All-inFeeMaximum
  • IsAll-inFeeIncludesTransactionCosts
  • All-inFeeApplied
  • All-inFeeDate
  • IsTrailerFeeClean
  • IsPEAPlandEpargneenActions
  • UKReportingStatusValidFrom
  • IsEUDirectiveRelevant
  • PricingMethodology
  • SinglePricingType
  • LEIOfFund
  • ShareClassLifecycle
  • LiquidationStartDate
  • TerminationDate
  • FrequencyOfDistributionDeclaration
  • HomeCountryLegalTypeOfFund
  • EFAMAActiveEFCClassification
  • MinimalSubsequentRedemptionInAmount
  • HasReducedLuxembourgTaxedAbonnement
  • IsFundOfFunds
  • IsETF
  • IsLeveraged
  • Has130/30Strategy
  • IsETC
  • IsShort
  • IsFundEthicalSociallyResponsible
  • IsPassiveFund
  • HasForcedRedemption
  • LEIOfManCo
  • CountryLegalRegistrationCH
  • CountryLegalRegistrationDE
  • CountryLegalRegistrationLU
  • CountryLegalRegistrationAT
  • CountryLegalRegistrationLI
  • CountryLegalRegistrationFR
  • CountryLegalRegistrationIT
  • CountryLegalRegistrationGB
List changes
Change Type List Name
Redundent Lists
  • List 4
  • List 12
  • List 18
  • List 19
  • List 21
  • List 27
List Items Changed
  • List 2
  • List 3
  • List 7
  • List 9
  • List 17
  • List 20
  • List 24
  • List 26
New Lists
  • List 28
  • List 29
  • List 30
  • List 31
  • List 32
  • List 33
  • List 34
  • List 35
  • List 36
  • List 37
  • List 38
  • List 39
  • List 40

Change Summary documents

Schema lists reference

Below is a comprehensive list of the lists found in our database schema, this list is updated in real time to any changes or ammendments made to any of the lists, or the list items

List01 ISO Currency Code

  • AED
  • AFN
  • ALL
  • AMD
  • ANG
  • AOA
  • ARS
  • AUD
  • AWG
  • AZN
  • BAM
  • BBD
  • BDT
  • BGN
  • BHD
  • BIF
  • BMD
  • BND
  • BOB
  • BRL
  • BSD
  • BTN
  • BWP
  • BYR
  • BZD
  • CAD
  • CDF
  • CHF
  • CLP
  • CNY
  • COP
  • CRC
  • CUC
  • CUP
  • CVE
  • CZK
  • DJF
  • DKK
  • DOP
  • DZD
  • EGP
  • ERN
  • ETB
  • EUR
  • FJD
  • FKP
  • GBP
  • GEL
  • GGP
  • GHS
  • GIP
  • GMD
  • GNF
  • GTQ
  • GYD
  • HKD
  • HNL
  • HRK
  • HTG
  • HUF
  • IDR
  • ILS
  • IMP
  • INR
  • IQD
  • IRR
  • ISK
  • JEP
  • JMD
  • JOD
  • JPY
  • KES
  • KGS
  • KHR
  • KMF
  • KPW
  • KRW
  • KWD
  • KYD
  • KZT
  • LAK
  • LBP
  • LKR
  • LRD
  • LSL
  • LTL
  • LVL
  • LYD
  • MAD
  • MDL
  • MGA
  • MKD
  • MMK
  • MNT
  • MOP
  • MRO
  • MUR
  • MVR
  • MWK
  • MXN
  • MYR
  • MZN
  • NAD
  • NGN
  • NIO
  • NOK
  • NPR
  • NZD
  • OMR
  • PAB
  • PEN
  • PGK
  • PHP
  • PKR
  • PLN
  • PYG
  • QAR
  • RON
  • RSD
  • RUB
  • RWF
  • SAR
  • SBD
  • SCR
  • SDG
  • SEK
  • SGD
  • SHP
  • SLL
  • SOS
  • SPL
  • SRD
  • STD
  • SVC
  • SYP
  • SZL
  • THB
  • TJS
  • TMT
  • TND
  • TOP
  • TRY
  • TTD
  • TVD
  • TWD
  • TZS
  • UAH
  • UGX
  • USD
  • UYU
  • UZS
  • VEF
  • VND
  • VUV
  • WST
  • XAF
  • XCD
  • XDR
  • XOF
  • XPF
  • YER
  • ZAR
  • ZMK
  • ZWD

List02 Income type

  • Accumulating
  • Capitalisation
  • Distributing
  • Others
  • Accumulating & Distributing

List03 Home Country Restrictions

  • Fund for institutional investors
  • Fund for retail investors
  • Funds for qualified investors only (QIF)
  • n/a
  • CH: Fund for Qualified Investors (Schweiz)
  • DE: Fund for Professional Investors (Germany)
  • DE: Fund for Qualified Private client / Investors (Germany)
  • DE: Fund for Semi-professional Investors (Germany)
  • IE: Fund for Professional Investors (Ireland)
  • IE: Fund for Qualifying Investors (Ireland)
  • LU: Fund for Institutional Investors (Law of 2010 Luxembourg)
  • LU: Fund for 'Well Informed' Investors (Luxembourg)
  • LU: Specialised Investment Fund (Luxembourg)
  • Fund for Professional Investors (EU directive)

List05 Security Class

  • complex instrument
  • n/a
  • others
  • non-complex instrument

List06 Fund Closure Type

  • Hard Closed
  • n/a
  • Soft Closed
  • Open
  • closed for redemption
  • closed for subscription and redemption

List07 Asset Class

  • ARIS
  • Bond
  • Equity
  • Money Market
  • Multi-Asset
  • Other

List09 Legal form

  • Cell Company (ICC / PCC)
  • Company treated as Limited Partnership
  • Company with fixed capital (SICAF)
  • Company with variable capital (SICAV)
  • Contractual Fund
  • Contractual Fund (FCP, CCF)
  • Corporation
  • Delaware Limited Liability Company
  • Delaware Limited Partnership
  • Delaware Statutory Trust
  • Exempted Company
  • Exempted Limited Liability Company
  • Exempted Limited Partnership (ELP)
  • Foundation
  • International Business Company (IBC)
  • Limited Company
  • Limited Liability Company (LLC)
  • Limited Liability Partnership (LLP)
  • Limited Partnership (LP)
  • Open-Ended Investment Company (OEIC)
  • Segregated Portfolio Company (SPC)
  • Trust
  • Unit Trust / Unit Investment Trust (UIT)
  • Other
  • US engaged Partnership
  • US Face amount certificate company (FAC)
  • US Mutual Fund
  • Variable Capital Company (VCC)

List10 Country Name : ISO Alpha 3 Code

  • Afghanistan : AFG
  • Aland Islands !Åland Islands : ALA
  • Albania : ALB
  • Algeria : DZA
  • American Samoa : ASM
  • Andorra : AND
  • Angola : AGO
  • Anguilla : AIA
  • Antarctica : ATA
  • Antigua and Barbuda : ATG
  • Argentina : ARG
  • Armenia : ARM
  • Aruba : ABW
  • Australia : AUS
  • Austria : AUT
  • Azerbaijan : AZE
  • Bahamas : BHS
  • Bahrain : BHR
  • Bangladesh : BGD
  • Barbados : BRB
  • Belarus : BLR
  • Belgium : BEL
  • Belize : BLZ
  • Benin : BEN
  • Bermuda : BMU
  • Bhutan : BTN
  • Bolivia, Plurinational State of : BOL
  • Bonaire, Sint Eustatius and Saba : BES
  • Bosnia and Herzegovina : BIH
  • Botswana : BWA
  • Bouvet Island : BVT
  • Brazil : BRA
  • British Indian Ocean Territory : IOT
  • Brunei Darussalam : BRN
  • Bulgaria : BGR
  • Burkina Faso : BFA
  • Burundi : BDI
  • Cabo Verde : CPV
  • Cambodia : KHM
  • Cameroon : CMR
  • Canada : CAN
  • Cayman Islands : CYM
  • Central African Republic : CAF
  • Chad : TCD
  • Chile : CHL
  • China : CHN
  • Christmas Island : CXR
  • Cocos, Keeling Islands : CCK
  • Colombia : COL
  • Comoros : COM
  • Congo : COG
  • Congo, Democratic Republic of the : COD
  • Cook Islands : COK
  • Costa Rica : CRI
  • Cote d'Ivoire !Côte d'Ivoire : CIV
  • Croatia : HRV
  • Cuba : CUB
  • Curacao !Curaçao : CUW
  • Cyprus : CYP
  • Czech Republic : CZE
  • Denmark : DNK
  • Djibouti : DJI
  • Dominica : DMA
  • Dominican Republic : DOM
  • Ecuador : ECU
  • Egypt : EGY
  • El Salvador : SLV
  • Equatorial Guinea : GNQ
  • Eritrea : ERI
  • Estonia : EST
  • Ethiopia : ETH
  • Falkland Islands, Malvinas : FLK
  • Faroe Islands : FRO
  • Fiji : FJI
  • Finland : FIN
  • France : FRA
  • French Guiana : GUF
  • French Polynesia : PYF
  • French Southern Territories : ATF
  • Gabon : GAB
  • Gambia : GMB
  • Georgia : GEO
  • Germany : DEU
  • Ghana : GHA
  • Gibraltar : GIB
  • Greece : GRC
  • Greenland : GRL
  • Grenada : GRD
  • Guadeloupe : GLP
  • Guam : GUM
  • Guatemala : GTM
  • Guernsey : GGY
  • Guinea : GIN
  • Guinea-Bissau : GNB
  • Guyana : GUY
  • Haiti : HTI
  • Heard Island and McDonald Islands : HMD
  • Holy See : VAT
  • Honduras : HND
  • Hong Kong : HKG
  • Hungary : HUN
  • Iceland : ISL
  • India : IND
  • Indonesia : IDN
  • Iran, Islamic Republic of : IRN
  • Iraq : IRQ
  • Ireland : IRL
  • Isle of Man : IMN
  • Israel : ISR
  • Italy : ITA
  • Jamaica : JAM
  • Japan : JPN
  • Jersey : JEY
  • Jordan : JOR
  • Kazakhstan : KAZ
  • Kenya : KEN
  • Kiribati : KIR
  • Korea, Democratic People's Republic of : PRK
  • Korea, Republic of : KOR
  • Kuwait : KWT
  • Kyrgyzstan : KGZ
  • Lao People's Democratic Republic : LAO
  • Latvia : LVA
  • Lebanon : LBN
  • Lesotho : LSO
  • Liberia : LBR
  • Libya : LBY
  • Liechtenstein : LIE
  • Lithuania : LTU
  • Luxembourg : LUX
  • Macao : MAC
  • Macedonia, the former Yugoslav Republic of : MKD
  • Madagascar : MDG
  • Malawi : MWI
  • Malaysia : MYS
  • Maldives : MDV
  • Mali : MLI
  • Malta : MLT
  • Marshall Islands : MHL
  • Martinique : MTQ
  • Mauritania : MRT
  • Mauritius : MUS
  • Mayotte : MYT
  • Mexico : MEX
  • Micronesia, Federated States of : FSM
  • Moldova, Republic of : MDA
  • Monaco : MCO
  • Mongolia : MNG
  • Montenegro : MNE
  • Montserrat : MSR
  • Morocco : MAR
  • Mozambique : MOZ
  • Myanmar : MMR
  • Namibia : NAM
  • Nauru : NRU
  • Nepal : NPL
  • Netherlands : NLD
  • New Caledonia : NCL
  • New Zealand : NZL
  • Nicaragua : NIC
  • Niger : NER
  • Nigeria : NGA
  • Niue : NIU
  • Norfolk Island : NFK
  • Northern Mariana Islands : MNP
  • Norway : NOR
  • Oman : OMN
  • Pakistan : PAK
  • Palau : PLW
  • Palestine, State of : PSE
  • Panama : PAN
  • Papua New Guinea : PNG
  • Paraguay : PRY
  • Peru : PER
  • Philippines : PHL
  • Pitcairn : PCN
  • Poland : POL
  • Portugal : PRT
  • Puerto Rico : PRI
  • Qatar : QAT
  • Reunion !Réunion : REU
  • Romania : ROU
  • Russian Federation : RUS
  • Rwanda : RWA
  • Saint Barthelemy !Saint Barthélemy : BLM
  • Saint Helena, Ascension and Tristan da Cunha : SHN
  • Saint Kitts and Nevis : KNA
  • Saint Lucia : LCA
  • Saint Martin, French part : MAF
  • Saint Pierre and Miquelon : SPM
  • Saint Vincent and the Grenadines : VCT
  • Samoa : WSM
  • San Marino : SMR
  • Sao Tome and Principe : STP
  • Saudi Arabia : SAU
  • Senegal : SEN
  • Serbia : SRB
  • Seychelles : SYC
  • Sierra Leone : SLE
  • Singapore : SGP
  • Sint Maarten, Dutch part : SXM
  • Slovakia : SVK
  • Slovenia : SVN
  • Solomon Islands : SLB
  • Somalia : SOM
  • South Africa : ZAF
  • South Georgia and the South Sandwich Islands : SGS
  • South Sudan : SSD
  • Spain : ESP
  • Sri Lanka : LKA
  • Sudan : SDN
  • Suriname : SUR
  • Svalbard and Jan Mayen : SJM
  • Swaziland : SWZ
  • Sweden : SWE
  • Switzerland : CHE
  • Syrian Arab Republic : SYR
  • Taiwan, Province of China : TWN
  • Tajikistan : TJK
  • Tanzania, United Republic of : TZA
  • Thailand : THA
  • Timor-Leste : TLS
  • Togo : TGO
  • Tokelau : TKL
  • Tonga : TON
  • Trinidad and Tobago : TTO
  • Tunisia : TUN
  • Turkey : TUR
  • Turkmenistan : TKM
  • Turks and Caicos Islands : TCA
  • Tuvalu : TUV
  • Uganda : UGA
  • Ukraine : UKR
  • United Arab Emirates : ARE
  • United Kingdom : GBR
  • United States Minor Outlying Islands : UMI
  • United States : USA
  • Uruguay : URY
  • Uzbekistan : UZB
  • Vanuatu : VUT
  • Venezuela, Bolivarian Republic of : VEN
  • Viet Nam : VNM
  • Virgin Islands, British : VGB
  • Virgin Islands, U.S. : VIR
  • Wallis and Futuna : WLF
  • Western Sahara : ESH
  • Yemen : YEM
  • Zambia : ZMB
  • Zimbabwe : ZWE
  • Netherlands Antilles : ANT
  • Singapore (Professional) : SGP

List11 Yes / No

  • n/a
  • no
  • yes

List13 Numeric

  • 0
  • 1
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 2
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 3
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 4
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 5
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 6
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 7
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 8
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 9
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • n/a

List14 TimeZone

  • AST
  • AT
  • CAT
  • CCT
  • CET
  • CST
  • EAST
  • EDT
  • EET
  • EST
  • GMT
  • GST
  • HKT
  • HST
  • JST
  • MST
  • MUT
  • n/a
  • NZST
  • PST
  • SST
  • UTC
  • WAST
  • WIT
  • YST

List16 Numeric

  • 1
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 2
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 3
  • 30
  • 31
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • n/a

List17 Frequency Type

  • Daily
  • Monthly
  • n/a
  • Twice a Month
  • Weekly
  • Annually
  • Twice a Week
  • Quarterly
  • Twice a Year
  • At Least Annually

List20 Subscription Type

  • Redemption in amount only
  • Redemption in shares only
  • Redemption in shares or amount
  • Subscription in amount only
  • Subscription in shares only
  • Subscription in shares or amount
  • Redemption in shares and amount
  • Subscription in shares and amount
  • Shares
  • Amount
  • Shares and Amount

List22 Scope

  • In Scope
  • in Scope - no tax
  • in Scope - tax
  • Out Of Scope
  • Unknown

List23 Tax Status

  • n/a
  • No, for both TIS and TID
  • Only for TID
  • Only for TIS
  • Yes, for both TIS and TID

List24 FATCA Status

  • 501(c) organization
  • Active NFFE
  • Certified deemed-compliant FFI with only low-value accounts
  • Certified deemed-compliant limited life debt investment company
  • Certified deemed-compliant limited life debt investment company (only for payments made prior to January 1, 2017)
  • Certified deemed-compliant non registering local bank
  • Certified deemed-compliant sponsored, closely held investment vehicle
  • Entity wholly owned by exempt beneficial owners
  • Excepted nonfinancial entity in liquidation or bankruptcy
  • Excepted nonfinancial group entity
  • Excepted nonfinancial start-up company
  • Excepted territory NFFE
  • Exempt retirement funds
  • Foreign government, Government of a U.S. possession, or foreign central bank of issue
  • International organization
  • n/a
  • NFFE that is publicly traded or affiliate of a publicly traded NFFE
  • Non participating FFI (including a limited FFI or limited branch)
  • Non reporting IGA FFI
  • Non reporting IGA FFI. Complete Part XI
  • Nonprofit organization
  • Not receiving withholdable/passthru payment
  • Owner-documented FFI
  • Participating FFI in a Model 2 IGA jurisdiction
  • Participating FFI
  • Passive NFFE
  • Registered deemed-compliant FFI (other)
  • Reporting Model 1 FFI
  • Reporting Model 2 FFI
  • Restricted distributor
  • Sponsored FFI that has not obtained a GIIN
  • Sponsored FFI that has not obtained a GIIN (only for payments made prior to January 1, 2016)
  • Territory financial institution
  • Certified deemed-compliant investment advisors and investment managers
  • Excepted inter-affiliate FFI
  • Direct reporting NFFE
  • Sponsored direct reporting NFFE

List25 Distribution

  • no
  • res
  • yes

List26 Swiss Representative

  • 1741 Asset Management AG
  • ACOLIN Fund Services AG
  • AKB Privatbank Zürich AG
  • Aquila & Co. AG
  • ARVEST Funds AG
  • Banca del Ceresio SA
  • BANCA DEL SEMPIONE SA
  • Banco Santander (Suisse) SA
  • Bank am Bellevue AG
  • Bank CIC (Schweiz) AG
  • Bank Hapoalim (Schweiz) AG
  • Banque Baring Brothers Sturdza SA
  • BANQUE DEGROOF PETERCAM (Suisse) SA
  • Banque Genevoise de Gestion SA
  • BANQUE MORVAL SA
  • Banque Privée Edmond de Rothschild SA
  • Banque Syz & Co SA
  • Bantleon Bank AG
  • Basler Versicherung AG
  • BHF-BANK (Schweiz) AG
  • BlackRock Asset Management Schweiz AG
  • BNP Paribas Investment Partners (Suisse) SA
  • BNP PARIBAS SECURITIES SERVICES, Paris, succursale de Zurich
  • Bordier & Cie
  • Braun, von Wyss & Müller AG
  • Brown Brothers Harriman Trustee Services (Ireland) Limited
  • BSI SA
  • BZ Bank Aktiengesellschaft
  • CACEIS (Switzerland) SA
  • Capital International Sàrl
  • Carnegie Fund Services SA
  • CBH Compagnie Bancaire Helvétique SA
  • COMMERZBANK Aktiengesellschaft, Frankfurt am Main, Zweigniederlassung Zürich
  • Cornèr Banca SA
  • Coutts & Co AG
  • Credit Suisse Funds AG
  • Deutsche Asset Management Schweiz AG
  • Dreyfus Söhne & Cie. Aktiengesellschaft, Banquiers
  • Dynagest SA
  • Falcon Private Bank AG
  • FIRST INDEPENDENT FUND SERVICES AG
  • Fortuna Investment AG
  • Franklin Templeton Switzerland AG
  • FundPartner Solutions (Suisse) S.A.
  • GAM Anlagefonds AG
  • GERIFONDS SA
  • ING Investment Management (Schweiz) AG
  • Invesco Asset Management (Schweiz) AG
  • IPConcept (Schweiz) AG
  • J.P. Morgan (Suisse) SA
  • Jefferies (Schweiz) AG
  • Jyske Bank (Schweiz) AG
  • KBL (SWITZERLAND) LTD
  • LANDOLT & CIE SA
  • LB(Swiss) Investment AG
  • Leumi Private Bank AG
  • LGT Bank (Schweiz) AG
  • Lombard Odier Asset Management (Switzerland) SA
  • M. M. Warburg Bank (Schweiz) AG
  • Man Investments (CH) AG
  • Man Investments AG
  • Mirabaud & Cie SA
  • Mizuho Bank (Schweiz) AG
  • Morgan Stanley & Co. International plc, London, Zurich Branch
  • n/a
  • NN Investment Partners Schweiz AG
  • NN Investment Partners Switzerland Ltd
  • Nomura Bank (Schweiz) AG
  • Nordea Bank S.A., Luxemburg, Zweigniederlassung Zürich
  • NPB Neue Privat Bank AG
  • OpenFunds Investment Services AG
  • Petercam Private Bank (Switzerland) SA
  • Pictet Funds SA
  • Piguet Galland & Cie SA
  • PKB PRIVATBANK SA
  • PMG Fonds Management AG
  • Raiffeisen Schweiz Genossenschaft
  • RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich
  • REYL & Cie SA
  • RobecoSAM AG
  • Sarasin Investmentfonds AG
  • Schroder Investment Management (Switzerland) AG
  • SIA Funds AG
  • Société Générale, Paris, Zweigniederlassung Zürich
  • State Street Fondsleitung AG
  • Swiss & Global Asset Management AG
  • Swiss Capital Alternative Investments AG
  • Swiss Life Asset Management AG
  • Swiss Rock Asset Management AG
  • Swisscanto Asset Management AG
  • SYZ Asset Management (Suisse) S.A.
  • UBS Fund Management (Switzerland) AG
  • Unigestion SA
  • UNION BANCAIRE PRIVEE, UBP SA
  • Union Bancaire Privée, UBP SA
  • Valartis Bank AG
  • Vescore Fondsleitung AG
  • Volksbank AG
  • Vontobel Fonds Services AG
  • VP Bank (Schweiz) AG
  • HSBC Global Asset Management

List28 Germany Tax Status

  • intransparent
  • n/a
  • semitransparent
  • transparent

List29 Agreement Type

  • No
  • Yes, Discretionary Mandate
  • Yes Discretionary Mandate, Or any other fee agreement

List30 ETF Replication Methodology

  • physical
  • synthetical
  • others

List31 High Water Mark

  • no high water mark
  • high water mark, reset
  • high water mark, no reset

List32 Type Of EU Directive

  • UCITS
  • AIF
  • other

List33 Price Methodology

  • single pricing
  • dual pricing

List34 Single Pricing Type

  • no swing NAV
  • full swing NAV
  • partial swing NAV

List35 Share Class Lifecycle

  • projected
  • to be launched
  • offering period
  • active
  • dormant
  • in liquidation
  • terminated

List36 Risk/Reward Indicator

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7

List37 Yes / No / Neutral

  • Yes
  • No
  • Neutral

List38 Home Country Legal Type Of Fund

  • Switzerland - Securities Fund
  • Switzerland - Real Estate Fund
  • Switzerland - Other funds for traditional investments
  • Switzerland - Other funds for Alternative Investments
  • Luxembourg - Partie I
  • Luxembourg - Partie II
  • Luxembourg - Specialised Investment Fund (SIF)
  • Ireland - Retail Fund
  • Ireland - Qualifying Investor Fund (QIF)
  • Ireland - Professional Investor Fund (PIF)
  • Ireland - Foreign Fund
  • Germany - Inländischer OGAW (162ff KAGB)
  • Germany - Professional investor fund (PIF)
  • Germany - Geschlossener inländischer Publikums-AIF (261ff KAGB)
  • Germany - Offener inländischer Spezial-AIF (278ff KAGB)
  • Germany - Geschlossener inländischer Spezial-AIF (285ff KAGB)
  • Singapore - Authorised CIS
  • Singapore - Restricted authorised CIS
  • Luxembourg - Reserved alternative investment fund (RAIF)

List39 Agreement Required

  • No
  • Yes, discretionary mandate
  • Yes, advisory mandate

List40 Holding Period (Years)

  • 0.25
  • 0.5
  • 0.75
  • 1
  • 1.25
  • 1.5
  • 1.75
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 10+

List41 retail / professional / both / neither

  • retail
  • professional
  • both
  • neither